Securities Market

Discover the intricacies of the Over-the-Counter (OTC) Market, its types, pros and cons, and how it stands as an alternative to traditional exchanges.

Discover the intricacies of underwriting risk and learn how it impacts the insurance and securities industries. Explore strategies for mitigation and regulatory requirements.

Dive into the responsibilities and requirements of Registered Representatives who provide essential transaction services in the securities market. Learn about examination standards, suitability criteria, and the differentiations from Registered Investment Advisors.

Dive into the essential role dealers play in the securities market, how they make profits, their regulatory obligations, and how they differ from brokers.

Explore the implications of undersubscribed offerings, understand its causes, and its effects on financial markets.

Discover the intricate world of the Hong Kong Stock Exchange, one of the largest and most dynamic stock markets globally, facilitating the trade of a diverse range of securities.