SEC Regulation

May 31, 2024 5 min read Insights

Understanding the 3(c)(7) Exemption: An Essential Guide for Private Investment Companies

Finance Investing Regulation 3(c)(7) Exemption Investment Company Act of 1940 Private Investment Companies SEC Regulation Qualified Purchasers

Learn about the 3(c)(7) exemption, which allows private investment companies to bypass certain SEC regulations, its history, key requirements, and the differences between 3C7 and 3C1 funds.

May 31, 2024 6 min read Insights

Tokenizer

Understanding the World of Dark Pools: Trading Beyond the Curtain

Finance Investing Markets Dark Pools Institutional Investors High-Frequency Trading Market Liquidity SEC Regulation

Discover the intricacies of dark pools, the secretive trading hubs that provide liquidity and anonymity for large securities trades. Learn how they operate, their relationship with high-frequency trading, and the debates surrounding their transparency.

May 31, 2024 6 min read Insights

Tokenizer

Unlocking the Power of Commingled Funds: Investment Management and Beyond

Finance Investment Retirement Planning Commingled Funds Institutional Investment Fund Management SEC Regulation

Discover the benefits, structure, and intricacies of commingled funds, an optimal investment method for institutional accounts.