Equity Trading

Discover the essential steps to elevate your career in professional trading of equity and convertible debt securities by mastering the Series 57 exam.

Learn about underlying assets and their critical role in equity trading and derivative securities. Find out how the values of these base assets influence the pricing of contracts ranging from warrants to convertible bonds.

Explore the essentials of equity markets, where companies raise capital, and investors find opportunities for ownership and returns. Discover how these dynamic markets operate, the role of stock exchanges, and the processes involved in trading and financing.

Discover the principles and regulatory framework governing the National Market System (NMS) in the United States, its advantages, and its distinction from other over-the-counter markets.

Discover how trading desks operate within financial firms, learn about their types, and understand their importance in the market landscape.