Securities

Explore how the Depository Trust and Clearing Corporation (DTCC) ensures seamless securities transactions, enhancing market efficiency and investor confidence.

Unveil the complexities of hybrid securities and discover how these investment instruments merge debt and equity characteristics offering unique opportunities and risks.

Unlock the potential of exempt transactions to streamline your securities dealings without the hassle of extensive regulatory filings.

Learn about Delivery Versus Payment (DVP), the securities settlement method designed to secure transactions by ensuring that securities are only transferred after payment has been received.

Exploring the concept of give-up trades, their historical significance, and how they function in modern securities and commodities trading.

Delve into the essentials of Medallion signature guarantees, a critical certification for authenticating the transfer of securities. Find out how it works, where to get it, and why it matters.

Dive deep into who Non-Objecting Beneficial Owners (NOBOs) are and their impact on direct company communications.

Explore the inner workings, history, and crucial role of the Depository Trust Company (DTC) in the financial industry.

Explore the evolution and impact of the Government Securities Clearing Corporation (GSCC), its role in the financial market, and its transformation into the Fixed Income Clearing Corporation.

Dive into the essential role dealers play in the securities market, how they make profits, their regulatory obligations, and how they differ from brokers.

Discover the intricacies of Simple Agreement for Future Tokens (SAFT), a crucial instrument for cryptocurrency investments. Unpack the fundamental differences between SAFTs, SAFEs, and ICOs while understanding their key components and implications for accredited investors.

Dive into the world of equity-linked securities and discover what they are, how they operate, and the various types available to savvy investors.

Understand the importance and procedures of SEC Form 4, a mandatory document for company insiders illustrating material changes in ownership.